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Compliance Analyst - Salt Lake City, Ut

Quick Facts
Company Name:PrincePerelson
Location:Salt Lake City, Ut
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Description

Compliance Analyst $35K/year+ A financial firm in the heart of Salt Lake City is seeking a professional Compliance Analyst to work on a global team that strives to protect the firm from market abuse or violation of trading policies. Primary Responsibilities: Provide support to maintain the integrity of the firm's information barriers and ensure compliance with regulatory and policy-based restrictions.  Coordinate with the various business departments to ensure that firm-wide restrictions are added and removed in a timely manner in order to prevent illegal firm or personal trading. Complete diligence requests for firm/personal trades, website-based information sharing, and research publication requests. Qualifications: Bachelor's Degree required. Legal or financial background is preferred Attention to detail and the ability to multi-task and prioritize are imperative. The ability to learn a new space in a short amount of time is also crucial.    PrincePerelson & Associates is an Equal Opportunity Employer and we do not discriminate against applicants due to race, color, religion, sex, national origin, age, disability, genetics, veteran status, or on the basis of disability or any other federal, state or local protected class. All applicants applying for U.S. job openings must be authorized to work in the United States.

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